Compliance Monitoring Manager - Retail Banking - North Kent - GBP50k +

Recruiter
JFJ Associates Limited
Location
Kent
Salary
50000.00 GBP Annual + + benefits
Posted
10 Sep 2017
Expires
18 Sep 2017
Contract Type
Permanent
An experienced Compliance professional is sought to oversee the risk based monitoring programme for this leading Retail Bank, managing 2 staff and providing assurance to senior management and the board that regulatory risks are identified and addressed.

Duties will include:

- Carrying out robust compliance risk assessments and developing a risk based annual Compliance Monitoring Plan.
- Planning, execution and reporting against the Bank's existing Compliance Monitoring Plan
- Retaining appropriate records and providing concise, and timely, written and verbal reports highlighting key issues and recommendations for improvement Agreeing and recording operational management responses to recommendations
- Assisting in the preparation of Compliance Reports
- Investigation into Compliance related breaches and incidents, establishing root causes and agreeing remedial actions.
- Undertake regular desk based monitoring of management information
- Support the HR function and business in the identification of compliance related training needs
- Assist in the development and delivery of staff training.

The ideal candidate will have 2 years experience+ working in a risk function within retail banking/financial services. Ideally a min of 1 year experience working in a compliance monitoring Manager role within a mortgage or secured lending environment. Suitable professionals will offer a good understanding of risk frameworks within a retail banking environment and academics supporting compliance, risk or mortgage principals.

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